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Compliance Officer jobs - New York City, NY

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May 24 Hedge Fund / Trading Compliance Officer Compliance Search Group New York, NY

Fund. The firm seeks an experienced trading compliance professional to join their team. ... you will work alongside the companys chief compliance officer in designing and... more

May 23 Banking Compliance Officer Forum Group New York, NY

of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more

May 22 AML Compliance Officer Financial Services Company New York, NY

program for Private Wealth Management AML Compliance. Responsibilities: Review high ... 5 plus years experience as an AML Compliance KYC Officer Advanced knowledge of... more

May 22 Hedge Fund Compliance Officer Compliance Search Group New York, NY

and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more

May 20 Compliance Officer - Consumer Lending Bank New York, NY

Compliance Officer Consumer Lending Our client, a midtown banking institution, is ... currently looking for a Consumer Compliance Officer. The position will be VP level role. more

May 19 Director - Compliance AIG New York, NY

the business. Consult Business Unit Chief Compliance Officer on Corporate policies, ... Officer and/or Business Unit Chief Compliance Officer and General Counsel as... more

May 19 Associate, Compliance (Asset Management) Stamford, CT

position will join a team lead by the Chief Compliance Officer that is responsible for ... words: trade compliance, trading compliance, marketing disclosure compliance, code of... more

May 19 Director Medical Review Corporate Privacy Officer Visiting Nurse Service of New York New York, NY

Director Medical Review\Corporate Privacy Officer City: Manhattan Job ID: 21412 ... and procedures. Acts as agencys privacy officer and assures compliance with federal,... more

May 16 Compliance Officer AIG New York, NY

devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more

May 09 Fixed Income Compliance Officer Guggenheim New York, NY

The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more

May 08 VP Alternative Investment Compliance R. Marin Enterprises New York, NY

The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more

May 08 Senior Alternatives Compliance Officer Michael Page International New York, NY

The Compliance Officer will be responsible for the oversight of the alternative ... a generalist compliance role. The Compliance Officer's general responsibilities will... more

Mar 29 Chief Administration Officer - US (NYC) Marina Sirras & Associates New York, NY

law firm, seeks a Chief Administrator Officer to be based in the firms New York ... compensation and benefits; monitor compliance with all government regulations as... more

Mar 20 Compliance Counsel Robert Walters New York, NY

The role will report to the Chief Compliance Officer and General Counsel and ... the compliance wall intact and maintain our compliance supervisory structure; Ability to... more

Mar 14 FS CIO Advisory Networking Infrastructure Senior Associate PwC New York, NY

operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more

Mar 14 FS CIO Advisory Networking Infrastructure Manager PwC New York, NY

operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more

Mar 14 FS CIO Advisory Networking Infrastructure Director PwC New York, NY

operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more

Mar 08 FS CIO Advisory ITSM Manager PwC New York, NY

operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more

Mar 05 Chief Compliance Officer Wnet New York, NY

federal funds. WNET is seeking a Chief Compliance Officer to assume primary ... Financial Officer, the Chief Compliance Officer will have primary responsibility for... more

Mar 02 Compliance Officer / Broker Dealer Sinon Group New York, NY

dealer in NYC, is seeking a Compliance Officer. Requirements: * Bachelors degree with three years of compliance experience preferably in a broker dealer environment * Experience... more

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